By-Laws & Rules

Note: Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.

Download By-Laws & Rules Documents

OCC Rule Certification Concerning Updates to OCC's Operational Loss Fee - PDF (CFTC Self-Certification of Rules April 1, 2024.)
OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility - PDF (CFTC Self-Certification of Rules February 15, 2024.)
OCC Rule Certification Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation - PDF (CFTC Self-Certification of Rules February 13, 2024.)
OCC Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle - PDF (CFTC Self-Certification of Rules January 18, 2024.)
OCC Rule Certification Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation - PDF (CFTC Self-Certification of Rules November 1, 2023.)

Policy Statements

Procedures