RBH and CPM Documentation

RBH/CPM User Guide - PDF
An overview of the risk-based haircut methodology along with file layouts and calculation examples.


ENCORE DDS Guide – RBH/CPM
Provides the transmission layouts, message structures and FIXML elements for the RBH/CPM DDS. NOTE: The FIXML Schema Definition (XSD) files contain the FIXML base components and extensions necessary to implement the data service.


RBH/CPM Included Products - PDF | CSV
A detailed list of options, futures, warrants, equities, and currencies that are distributed on the RBH/CPM files.


RBH/CPM Class Groups - PDF | CSV
A listing of class groups in RBH/CPM including associated product group and basket ID information.


RBH/CPM Product Groups - PDF | CSV
A listing of all product groups in RBH/CPM including product group offsets and market move parameters for customer, broker and market maker accounts.


RBH/CPM Portfolio Groups - PDF | CSV
A listing of all portfolio groups in RBH/CPM including offsets and the product groups within each portfolio group.


Valid RBH and CPM Basket Codes - PDF | CSV
A listing of valid basket codes being disseminated by OCC in the control records on the RBH profits and loss files.


Index Futures in RBH -  PDF | CSV
A list of index futures allowed in RBH processing, along with their respective contract quantities and exchanges.


Enhanced Returns ETFs - PDF | CSV
A list of exchange traded funds (ETFs) that are designed to achieve daily investment returns that correspond to 1) inverse daily returns of a benchmark index, 2) multiples of the return of the index, or 3) inverse multiples of the daily returns of the benchmark index.


Bond and Treasury Debt ETFs - PDF | CSV
A list of ETFs included in the Theoretical Profit and Loss Files for RBH and CPM that are based on government and corporate bonds as well as Treasury debt issues.


RBH/CPM Frequently Asked Questions - PDF
A list of commonly asked questions regarding the RBH/CPM and the TIMS methodology.