OCC Recovery and Orderly Wind-Down Plan Participant Guide

Contents

• OCC 
  • Designation as a Systemically Important Financial Market Utility
  • Regulatory Oversight
  • Who OCC Serves
• Purpose of Recovery and Orderly Wind-Down Plan
• Expected Content of Recovery and Orderly Wind-Down Plan
• Governance of Recovery and Orderly Wind-Down Plan
• OCC’s Critical Services
• OCC’s Default Management Waterfall
• OCC’s Enhanced Risk Management and Recovery Tools
• OCC’s Recovery Tools and Illustrations

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_{This OCC Recovery and Orderly Wind-Down Plan Participant Guide is intended to provide market participants with a high-level overview of OCC’s Recovery and Orderly Wind-Down Plan. Nothing in this Guide supersedes the content of OCC’s Rules, By-Laws, or Recovery and Orderly Wind-Down Plan. This Guide is subject to change.}